Search Result

481 - 500 of 1233 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy