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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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Similar To

EG 19.23 Electronic Money Regulations 2011

SUP 13.5 Notices of intention

MIPRU 4.3 Calculation of annual income

SUP 3.6 Firms' cooperation with their auditors

SYSC 22.5 Giving references: additional rules and guidance for all firms

PR 1.2 Requirement for a prospectus and exemptions

TC 2.1 Assessing and maintaining competence

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

GEN 4.3 Letter disclosure

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

SUP 8.9 Decision making

DTR 5.9 Filing of information with competent authority

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading