Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

…

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

REC 5.1 Introduction and legal background

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

FEES 3.1 Introduction

COLL 4.3 Approvals and notifications

LR App 2.1

SUP 1A.3 The FCA's approach to supervision

SUP 16.9 Appointed representatives annual report

FEES 7.2 The CFEB levy

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

APER 4.1 Statement of Principle 1

IFPRU 3.2 Capital

SUP 7.1 Application and purpose

CONC 1.2 Who? What? Where?

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.2F Information gathering power on FCA’s own initiative

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

EG 16.4 The effect of a disapplication order

MIPRU 4.1 Application and purpose