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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative