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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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Similar To

CASS 7A.3 Secondary pooling events

SYSC 8.1 General outsourcing requirements

SUP 3.4 Auditors' qualifications

EG 3.7 Investigations to assist overseas authorities (section 169)

CONC 10.3 Calculation of prudential resources

DTR 2.6 Control of inside information

REC 2.9 Transaction recording

SUP 14.4 Notices of proposed changes: form and delivery

RCB 2.2 Applying for registration

DTR 7.1 Audit committees

LR 11.1 Related party transactions

INSPRU 8.4 Capacity Transfer Market

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy