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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COND 1.3 General

As Published: 2013

COND 1.3 General

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach