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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations