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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs