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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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LR App 2.1

As Published: 2005

LR App 2.1

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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CASS 7.13 Segregation of client money

SUP 10C.12 Conditional and time-limited approvals

COLL 6.7 Payments

COLL 4.4 Meetings of Unitholders and service of notices

COLL 9.3 Section 272 recognised schemes

FIT 1.3 Assessing fitness and propriety

REC 3.14A Operation of a regulated market or MTF

EG 7.2 Alternatives to sanctions

COLL 6.6B UCITS depositaries

APER 4.1 Statement of Principle 1

PERG 8.37 AIFMD Marketing

RCB 2.1 Application and purpose of chapter

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading