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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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