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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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