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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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EG 9.2 The FCA’s general policy in this area

SUP 10C.16 References and accurate information

PERG 6.7 Examples

REC 4.7 The section 297 power to revoke recognition

LR 5.6 Reverse takeovers

CASS 7.19 Clearing member client money sub-pools

RCB 2.3 Determination of registration

SUP 4.3 Appointment of actuaries

RCB 4.2 Enforcement powers and penalties

FIT 1.2 Introduction

SUP 5.3 Policy on the use of skilled persons

EG 19.24 Cross-Border Payments in Euro Regulations 2010

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COLL 5.2 General investment powers and limits for UCITS schemes

REC 4.6 The section 296 power to give directions

IFPRU 4.3 Guidance on internal ratings based approach: high level material

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

EG 12.1 The FCA’s general approach

REC 6.7 Notification rules for overseas recognised bodies

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator