Search Result

381 - 400 of 1670 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2017 to 31 March 2018

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2017 to 31 March 2018

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution