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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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COBS 6.2A Describing advice services

COBS 19.7 Retirement risk warnings

COBS 5.1 The distance marketing disclosure rules

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 4.5 Communicating with retail clients

COBS 11.6 Use of dealing commission

COBS 6.1C Consultancy charging and remuneration

COBS 8.1 Client agreements: designated investment business

COBS 4.2 Fair, clear and not misleading communications

COBS 9.4 Suitability reports

COBS 9.2 Assessing suitability

PERG 8.32 Arranging deals in investments

COBS 9.3 Guidance on assessing suitability

COBS 16.4 Statements of client designated investments or client money

COBS 11.8 Recording telephone conversations and electronic communications

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 19.4 Open market options

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 20.1A The with-profits fund

COBS 19.1 Pension transfers, conversions, and opt-outs