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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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PR App 1.1

As Published: 2005

PR App 1.1

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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