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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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