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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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