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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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Effective Period

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EG 16.4 The effect of a disapplication order

FEES 6.2 Exemption

COLL 6.10 Senior personnel responsibilities

DISP 1.9 Complaints record rule

GEN 4.3 Letter disclosure

IFPRU 4.6 Internal ratings based approach: probability of default

CASS 7.16 The standard methods of internal client money reconciliation

SYSC 19C.2 General requirement

MAR 5.3 Trading process requirements

REC 6.3 Recognition requirements

PERG 5.11 Other aspects of exclusions

EG 14.2 Choice of powers

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

EG 2.4 Case selection: Unauthorised business

FEES 2.3 Relieving Provisions

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Effective Period

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