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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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CONC 8.5 Financial statements and debt repayment offers

As Published: 2016

CONC 8.5 Financial statements and debt repayment offers

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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