Search Result

461 - 480 of 1259 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE