Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 4.6A Rolling-up of fees or charges into loan

MCOB 10A.2 APRC: mathematical formula and assumptions

LR 3.2 Application for admission to listing

DISP 1.11 The Society of Lloyd's

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

DTR 6.4 Disclosure of Home State

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SUP 3.8 Rights and duties of auditors

SYSC 22.9 Records

COBS 12.4 Investment recommendations

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 10A.17 Further questions

COBS 2.4 Agent as client and reliance on others

SUP 15.6 Inaccurate, false or misleading information

PERG 17.5 The meaning of advice

DTR 1A.4 Fees

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration