Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

INSPRU 8.2 Special provisions for Lloyd's

LR 19.4 Continuing obligations

BIPRU 2.1 Solo consolidation

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

REC 2A.3 Guidance on RAP recognition requirements

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

RCB 3.6 Fees and other matters

IFPRU 3.1 Base own funds requirement

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PR 1.1 Preliminary

EG 5.3 The basis of settlement discussions

LR 14.3 Continuing obligations

EG 5.1 Settlement and the FCA – an overview

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

REC 4.2B Exercise of passport rights by a UK RIE