Search Result

801 - 820 of 1270 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2015

CONC App 1.2 Total charge for credit rules for other agreements

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background