Search Result

321 - 340 of 1624 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA