Search Result

641 - 660 of 1213 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion