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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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