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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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