Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

APER 4.1 Statement of Principle 1

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

COBS 20.2 Treating with-profits policyholders fairly

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

DISP 3.5 Resolution of complaints by the Ombudsman

DEPP 1.2 Introduction to statutory notices

CASS 7.19 Clearing member client money sub-pools

LR 4.2 Contents and format of listing particulars

SUP 12.5 Contracts: required terms

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 7.1 The FCA’s use of sanctions

SUP 10C.11 Statements of responsibilities

SUP 8.3 Applying for a waiver

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

LR 8.4 Role of a sponsor: transactions

COLL 11.5 Auditors

EG 4.5 Notice of termination of investigations

EG 15.4 Disqualification under section 249 or section 261K

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To