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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

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EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

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EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

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EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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