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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

REC 3.23 Default

As Published: 2011

REC 3.23 Default

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PR App 1.1

As Published: 2005

PR App 1.1

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COND 1.3 General

As Published: 2013

COND 1.3 General

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision