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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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SYSC 13.9 Outsourcing

SUP 4.2 Purpose

TC App 5.1

COBS 2.5 Optional additional products

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

COBS 14.3 Information about designated investments

CASS 10.2 Core content requirements

CASS 6.4 Use of safe custody assets

LR 13.3 Contents of all circulars

FEES 10.1 Application, purpose and background

SUP App 3.3 Background

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy