Search Result

841 - 860 of 1619 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 8.1 Application

As Published: 2005

LR 8.1 Application

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues