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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

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IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

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