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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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