Search Result

521 - 540 of 1566 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

…

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

…

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…