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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

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Effective Period

Similar To

SYSC 1.1A Application

SYSC 21.1 Risk control: guidance on governance arrangements

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FEES 6.5A The retail pool

SYSC 6.1 Compliance

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SUP 12.5 Contracts: required terms

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DTR 1.5 Fees and sanctions

SUP 13.2 Introduction

FEES 6.5 Compensation costs

SUP 12.1 Application and purpose

EG 4.13 Preliminary findings letters and preliminary investigation reports

SUP 5.4 Appointment and reporting process

PR 5.3 Certificate of approval

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 8.36 Illustrative tables

COLL 6.9 Independence, names and UCITS business restrictions

SUP 11.9 Changes in close links

EG 19.25 Recognised Auction Platforms Regulations 2011