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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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Similar To

REC 4.9 Disciplinary measures

SUP 10C.5 FCA governing functions

REC 4.1 Application and purpose

LR 5.5 Miscellaneous

EG 4.8 Scoping discussions

SUP 8A.2 Introduction and conditions

EG 4.3 Notification where a particular person is not yet under investigation

MIPRU 4.2BA Securitisation

EG 15.4 Disqualification under section 249 or section 261K

REC 3.15 Suspension of services and inability to operate facilities

SUP 10A.1 Application

DISP 1.4 Complaints resolution rules

LR 5.4A Transfer between listing categories: Equity shares

EG 2.14 Legal review

CASS 6.7 Treatment of custody assets after a failure

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading