Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

…

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.14A Operation of a regulated market or MTF

SUP 17.1 Application

FEES 6.4 Management expenses

CASS 6.6 Records, accounts and reconciliations

SUP 1A.3 The FCA's approach to supervision

REC 4.7 The section 297 power to revoke recognition

ICOBS 3.2 E-Commerce

BIPRU 5.4 Financial collateral

COCON 3.1 General factors for assessing compliance

PERG 6.7 Examples

SUP 10A.10 Customer-dealing functions

BIPRU 7.4 Commodity PRR

DEPP 6A.1 Introduction

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

EG 13.12 Insolvency regime and relevant sections of the Act

REC 3.15 Suspension of services and inability to operate facilities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading