Search Result

361 - 380 of 1762 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities