Search Result

261 - 280 of 1453 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements