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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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LR 18.1 Application

As Published: 2005

LR 18.1 Application

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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LR App 2.1

As Published: 2005

LR App 2.1

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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