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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.2 General

As Published: 2011

PERG 15.2 General

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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