Search Result

681 - 700 of 1546 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2015

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information