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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose