Search Result

621 - 640 of 1110 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus