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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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MCOB 6.8 Home purchase plans

REC 2.9 Transaction recording

DTR 3.1

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SUP 10A.6 FCA governing functions

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation