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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

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ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

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