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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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