Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

…

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

…

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

MCOB 11.6 Responsible lending and financing

COLL 5.5 Cash, borrowing, lending and other provisions

CONC 2.10 Mental capacity guidance

REC 6.5 FCA decision on recognition

REC 2.13 Promotion and maintenance of standards

EG 16.4 The effect of a disapplication order

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 8.4 Reliance on waivers

SYSC 4.2 Persons who effectively direct the business

REC 3.13 Delegation of relevant functions

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

PERG 2.1 Application and purpose

IFPRU 4.6 Internal ratings based approach: probability of default

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy