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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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